Control Room Officer - Compliance

Control Room Officer – Compliance (Onsite | New York, NY)

A high-growth fintech company in the digital asset space is seeking a Control Room Officer to support the execution and ongoing development of its Control Room function. This role is critical to maintaining the integrity of information barriers, managing material non-public information (MNPI), and ensuring regulatory compliance across all business lines.

What you’ll do:

• Execute and mature the Control Room function and strategy.
• Maintain restricted and watch lists; oversee wall crossings and conflict of interest controls.
• Monitor employee personal account dealings and trading activity.
• Ensure compliance with insider trading rules and information barrier requirements.
• Support regulatory inquiries and internal investigations.
• Collaborate with Legal, Compliance, HR, and business units to manage sensitive information flows.
• Educate employees on Control Room policies, obligations, and best practices.

What you bring:

• 5–7 years of Control Room or compliance experience within financial services.
• Strong understanding of securities regulations, MNPI handling, and insider trading rules.
• Experience managing restricted lists, wall crossings, and information barriers.
• Excellent communication and analytical skills; detail-oriented with strong organizational ability.
• Ability to thrive in a fast-paced, high-pressure environment with sound judgment and ethics.
• Experience with investment banking operations or financial markets preferred.

Compensation & Benefits:

• $140K–$160K base salary + bonus + equity
• Relocation assistance available
• 100% employer-paid health insurance (employee & dependents)
• 401k match up to 4%
• Paid parental leave, vacation, and holidays
• Startup environment with career growth opportunities

This is an on-site role based in New York, NY.